-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, L72oEF7lM2gsls/Wg7MZK1bd0X2lLO8UWXvAt6yCsYwvu9jXANZZvNQwENH+Spdj cDwIVaLjWPvW5GjqlmUW8g== 0001051042-03-000017.txt : 20030224 0001051042-03-000017.hdr.sgml : 20030224 20030224153658 ACCESSION NUMBER: 0001051042-03-000017 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20030224 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: FRANKLIN COVEY CO CENTRAL INDEX KEY: 0000886206 STANDARD INDUSTRIAL CLASSIFICATION: BLANKBOOKS, LOOSELEAF BINDERS & BOOKBINDING & RELATED WORK [2780] IRS NUMBER: 870401551 STATE OF INCORPORATION: UT FISCAL YEAR END: 0831 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-42718 FILM NUMBER: 03577577 BUSINESS ADDRESS: STREET 1: 2200 W PKWY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119-2331 BUSINESS PHONE: 8018177171 MAIL ADDRESS: STREET 1: 2200 W PARKWAY BLVD CITY: SALT LAKE CITY STATE: UT ZIP: 84119 FORMER COMPANY: FORMER CONFORMED NAME: FRANKLIN QUEST CO DATE OF NAME CHANGE: 19940218 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FINANCIAL & INVESTMENT MANAGEMENT GROUP LTD CENTRAL INDEX KEY: 0001051042 IRS NUMBER: 382562340 STATE OF INCORPORATION: MI FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: P O BOX 40 CITY: SUTTON BAY STATE: MI ZIP: 49682 BUSINESS PHONE: 2312713915 MAIL ADDRESS: STREET 1: PO BOX 40 CITY: SUTTONS BAY STATE: MI ZIP: 49682 SC 13G 1 fimgfc13g.txt FC 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION " WASHINGTON, D.C. 20549" SCHEDULE 13G UNDER THE SECURITIES EXCHANGE ACT OF 1934 FRANKLIN COVEY CO. - -------------------------------------------------- (NAME OF ISSUER) COMMON STOCK - -------------------------------------------------- (TITLE OF CLASS OF SECURITIES) 353469109 - -------------------------------------------------- (CUSIP NUMBER) " FEBRUARY 17, 2003" - -------------------------------------------------- (DATE OF EVENT WHICH REQUIRES FILING OF THIS STATEMENT) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO WHICH THIS SCHEDULE IS FILED: {X} RULE 13D-1(B) { } RULE 13D-1(C) { } RULE 13D-1(D) *The remainder of this cover page shall be filled out for a reporting persons initial filing on this form with respect to the " subject class of securities, and for any subsequent " ammendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page " shall not be deemed to be ""filed"" for the purpose of Section " " 18 of the Securities Exchange Act of 1934 (""Act"") or" otherwise subject to the liabilities of that section of tge Act but shall be subject to all other provisions of the Act " (however, see the notes.)" PAGE 1 OF 4 CUSIP NO. 353469109 SCHEDULE 13G PAGE 2 OF 4 (1) NAME AND IRS NUMBER OF REPORTING PERSONS " FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD. (#38-2562340)" (2) CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP A.............{ } B.............{ } (3) SEC USE ONLY (4) CITIZENSHIP OR PLACE OF ORGANIZATION MICHIGAN NUMBER OF SHARES OF: (5) SOLE VOTING POWER NONE (6) SHARED VOTING POWER "1,929,633" (7) SOLE DISPOSITIVE POWER NONE (8) SHARED DISPOSITIVE POWER "1,929,633" (9) AGGREGATE AMOUNT BENEFICIALLY OWNED " 1.929,633 *SEE NOTE 1*" (10) CHECK IF AGGREGATE AMOUNT EXCEEDS CERTAIN SHARES { } (11) PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW 9 10.00% (12) TYPE OF REPORTING PERSON IA (14) CHECK THE APPROPRIATE BOX TO DESIGNATE THE RULE PURSUANT TO FILING {X} RULE 13D-1(b) { } RULE 13D-1(c) { } RULE 13D-1(d) CUSIP 026862102 SCHEDULE 13G PAGE 3 OF 4 ITEM 1 (A) NAME OF ISSUER FRANKLIN COVEY CO. ITEM 1 (B) ADDRESS OF ISSUER 11200 ROCKVILLE PIKE 2200 WEST PARKWAY BLVD "SALT LAKE CITY, UT 84119 " ITEM 2 (A) NAME OF PERSON FILING " FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD" ITEM 2 (B) ADDRESS OF PERSON FILING 417 ST JOSEPH ST. PO BOX 40 " SUTTONS BAY, MI 49682" ITEM 2 (C) CITIZENSHIP MICHIGAN ITEM 2 (D) TITLE OF CLASS OF SECURITIES COMMON STOCK ITEM 2 (E) CUSIP NO. 353469109 ITEM 3 THIS STATEMENT IS BEING FILED BY AN INVESTMENT ADVISOR IN ACCORDANCE WITH RULE 13D-1(B)(1)(ii)(E). CUSIP 353469109 SCHEDULE 13G PAGE 4 OF 4 OWNERSHIP ITEM 4 (A) AMOUNT BENEFICIALLY OWNED " 1,929,633 * SEE NOTE 1 *" ITEM 4 (B) PERCENT OF CLASS 10.00% ITEM 4 (C) NUMBER OF SHARES: (i) SOLE POWER TO VOTE NONE (ii) SHARED POWER TO VOTE "1,929,633" (iii) SOLE POWER TO DISPOSE NONE (iv) SHARED POWER TO DISPOSE "1,929,633" ** NOTE 1 ** " FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD IS A " " REGISTERED INVESTMENT ADVISOR, MANAGING INDIVIDUAL " CLIENT ACCOUNTS. ALL SHARES REPRESENTED IN THIS REPORT ARE HELD IN ACCOUNTS OWNED BY THE CLIENTS OF FINANCIAL & " INVESTMENT MANAGEMENT GROUP, LTD. BECAUSE OF " " THIS, FINANCIAL & INVESTMENT MANAGEMENT GROUP," LTD DISCLAIMS BENEFICIAL OWNERSHIP. ITEM (5) OWNERSHIP OF LESS THAN FIVE PERCENT CHECK THE FOLLOWING BOX IF THE STATEMENT IS BEING FILED TO NOTIFY THAT THE OWNERSHIP IS NOW LESS THAN FIVE PERCENT { } ITEM (6) OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON ALL SHARES REPRESENTED IN THIS REPORT ARE OWNED BY ADVISORY " CLIENTS OF FINANCIAL & INVESTMENT MANAGEMENT GROUP, LTD" " NONE OF WHICH, TO OUR KNOWLEDGE, OWNS FIVE PERCENT OR MORE " OF THE CLASS. ITEM (7) IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY: NOT APPLICABLE ITEM (8) IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP NOT APPLICABLE ITEM (9) NOTICE OF DISSOLUTION OF GROUP NOT APPLICABLE ITEM (10) CERTIFICATION " By signing below, I certify that, to the best of my knowledge " " and belief, the securities referred to above were acquired in " the ordinary course of business and were not acquired for the purpose of and do not have the effect of changing or influecing the control of the issuer of such securities and were not acquired in the connection with or as a participant in any transaction having such purposes or effect. After reasonable inquiry and to the best of my knowledge and " belief, I certify that the information set forth in this " " statement is true, complete and correct." " February 17, 2003" Paul H. Sutherland President -----END PRIVACY-ENHANCED MESSAGE-----